A friendly and professional Financial Services company based in St Albans are looking for a Compliance Administrator to join a friendly and welcoming company.
This is a great opportunity to start within an entry level role within compliance where you will gain experience and develop a career.
You will be based within a modern office centrally located and in easy reach of the town centre.
This role will suit a candidate with experience within financial services or within Administration with an interest in compliance.
What’s in it for you:
- Salary: up to £25k
- Hours: Monday to Friday 9 – 5.30
- 20 days holiday which rises 1 day per year up to 25 days
- Life Assurance
- Sickness cover
- Excellent training
- Social events
- Friendly and welcoming team
- Career progression
Key Responsibilities for the Compliance Administrator:
- Maintain the breach registers, including ISO27001 Breaches.
- Perform the daily PEP Screening to satisfy the regulatory requirements
- Assist with the collation of monthly MI
- Assist with the monitoring plan as directed by the Head of Compliance and Risk in order to analyse the company’s compliance with regulatory requirements including FCA data protection, information security, anti-fraud and business continuity requirements
- Assist the Head of Risk and Compliance in the delivery of internal audit and risk assessment work
- Provide general assistance on other compliance and regulatory matters
- Support and work in accordance with OPAL’s ISO27001and TCF policies and procedures
For this Compliance Administrator role the employer is looking for:
- Experience in financial services (ideally 1-2 years)
- Administration experience
- Organised
- Attention to detail
- Methodical
If you are interested in this Compliance Administrator role, please apply now!
Red Door Recruitment is committed to encouraging equality, diversity, and inclusion among our workforce, and eliminating unlawful discrimination. Full details available on our website.
Please note due to the number of applications we often receive; only shortlisted applicants will be contacted