File Auditor - Insurance
Location: Kingsbury Green (Hybrid)
Package: £Negotiable
We're currently looking to add a File Auditor to our team at IS Insurance Solutions (Trading style of KPTI Ltd) to support their ongoing growth to free up the senior team to spend more time with their clients.
This is an excellent opportunity to step out of a client facing handling/broking role into the world of compliance with a direct line into the Directors and a dotted line into our central compliance function.
The day to day:
Undertake all 1st line reviews of client files on polices at all parts of their lifecycles (New business, MTA, Renewal and Cancellation)
Actively reviewing client files against business and FCA guidelines and regulations
Ensuring that all policies meet the pre-requisites of the clients and all advice provided is inline with obligations
Escalate cases as required.
Collaborating with both the internal team and also the wider risk and compliance functions
Act as a conduit between group compliance and the leadership team where required.
Assist with other duties as required
In addition, you are responsible for assisting with monitoring employees' adherence to required training & competency requirements, appointed representatives' adherence to FCA requirements and business standards and assisting with collating and reporting on data required in relation to application and monitoring of Appointed Representatives and Introducers.
The rewards:
A wonderful working environment with the added bonus of hybrid working to enable you to balance your work/life commitments (3 days in)
A negotiable basic salary + all the normal benefits (Pension, Life Assurance, 25 days holiday + Bank Holidays)
Access to the annual Brown & Brown Share Purchase scheme (15% discount on shares).
An environment led on staff development and progression with full support for professional qualifications (post probation).
About you:
You'll have a solid understanding of Commercial and Personal Lines Insurance with previous experience within either a broking or 1st line Compliance (due to the nature of this role prior experience within insurance is unfortunately essential)
A skill set that includes high level communication (both written and verbal), negotiation, influencing, analytical and technical skills coupled with strong IT skills and an understanding of broking platforms
Insurance qualifications would be beneficial but full support will be provided for undertaking these