IDEX Consulting Ltd is seeking an experienced Advice/Compliance File Checker to join our established financial services client network in the UK. The role involves reviewing Adviser files, suitability reports and recommendations to ensure they are compliant and meet regulatory standards.
You will provide clear, constructive feedback to Advisers and support high-quality advice with a strong focus on client outcomes, risk management and continuous improvement.
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We have an opening for a Hybrid/Remote Compliance File Checker: Elevate Advice in Glasgow, Scotland, United Kingdom within Legal, Management & Operations.
Please review the full job details above before applying.
If your experience matches this role, we encourage you to apply.
All applications are reviewed carefully by our team.
The position is based in Glasgow, Scotland, United Kingdom.
This opportunity is part of our work in Legal, Management & Operations.