Broadgate is seeking a compliance specialist with a strong knowledge of the UK regulatory landscape, particularly AFM and COLL frameworks. Responsibilities include producing regulatory summary reports, managing team inboxes, and maintaining audit-ready documentation.
The ideal candidate will have hands-on experience with fund documentation and scheme changes, as well as a collaborative approach to support senior stakeholders effectively.
The role demands a proactive individual who communicates openly and takes ownership of tasks while maintaining composure under pressure.
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We are looking to fill the Wealth Compliance Strategy Lead position at Broadgate in Greater London, England, United Kingdom.
The advertised compensation is 50.000 - 70.000.
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Wealth Compliance Strategy Lead role in the description above.