Our Client, a European HQ'd Alternative Asset Manager, are looking for a talented Compliance Analyst in a full-time role based in London.
Key Responsibilities:
- Responsible for ensuring adherence to regulatory requirements, minuting quarterly compliance meetings, and analysing financial and compliance-related data.
- Conduct compliance checks and support compliance monitoring to maintain robust governance
- Reviewing financial promotions and marketing materials, and preparing reports for management.
- Collaborating with various teams to provide guidance on compliance matters and helping to develop and implement compliance policies and procedures.
Key Requirements:
- Experience within a financial regulated environment, ideally within investment management.
- Knowledge of Regulatory Compliance and ability to interpret and apply regulations, standards, and guidelines.
- Awareness of the UK regulatory framework including AML regulations; Market Abuse; and Bribery Act.
This is a permanent role based in London, offering a hybrid working arrangement.
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