T&C Supervisor – Birmingham
Salary: Up to £60,000
Benefits
- Bonus scheme
- Study support
- Enhanced pension
- Life assurance
- Income protection
- Flexible working
- 10% on-target bonus
- £4, 236 annual car allowance
- Generous pension scheme with matched contributions plus an additional 5%
- 27 days holiday plus bank holidays, with the option to purchase up to 10 extra days
- Private medical and dental insurance options
- Income protection and critical illness cover
- Death in service at 4x salary
About the Company
A leading UK financial advice network supporting a nationwide community of partner firms, known for its collaborative culture and substantial investment in professional development.
Role Summary
If you are an experienced T&C professional looking for greater autonomy and the opportunity to act as a genuine business partner, this field-based role offers the ideal blend of strategic oversight and commercial engagement. Visiting partner firms roughly twice a month, you will step away from purely administrative compliance checks to provide tailored, high-value guidance directly to practice principals and advisers.
Key Responsibilities
- Partner directly with firms, advisers and other supervisors to deliver tailored supervision and coaching, allowing you to establish trusted advisory relationships and influence quality standards across the business.
- Utilise MI and data analytics to identify emerging root causes and trends, giving you the strategic insight needed to shape proactive supervision priorities rather than reacting to routine issues.
- Design and oversee bespoke risk and quality remediation plans, sharpening your technical problem-solving capabilities while balancing commercial practicalities with regulatory requirements.
- Take full ownership of your supervision scheduling and regional diary management, giving you day-to-day autonomy over your working patterns across a well-defined territory.
Requirements
- Level 4 Diploma in Financial Planning (or equivalent).
- At least two years of experience supervising financial advisers and providing technical direction within an FCA-regulated wealth environment.
- Comprehensive knowledge of the FCA Training and Competence handbook, governance structures and wider regulatory requirements.
- Strong consultative communication skills with the credibility to challenge, negotiate and influence senior stakeholders effectively.
If this role isn’t quite right, it’s still worth speaking to one of our specialist team, as we may be working on something that hasn’t hit the market yet.
Related Job Titles
- Training and Competence Manager
- T&C Officer
- Field Supervision Manager
- Compliance and Supervision Consultant
- Risk and Competence Manager
Referral scheme
We pay £250 for any candidate you refer to us that we place. If you know anyone who may be suitable, please let us know.
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