Senior Compliance Analyst
MGA
Remote Working
Up to £55,000 + Bonus & Excellent Benefits
Are you looking to take the next step in your compliance career within a growing, forward-thinking insurance business?
We're working with a specialist Managing General Agent (MGA) looking to recruit a Senior Compliance Analyst to join its Compliance & Risk team. This is a fantastic opportunity for someone with around 1-2 years' experience in the insurance market who wants to develop their technical knowledge, gain broader exposure and build a long-term career in compliance.
The business offers a fantastic culture and working environment, with a collaborative, supportive team and a genuine opportunity to learn and progress. The role is remote-first, with the option to attend the London office.
The Role
Working closely with the Head of Compliance & Risk and wider team, you'll support a broad range of compliance and risk activities across the business and its network of insurance intermediaries.
Responsibilities will include:
- Supporting compliance monitoring, file reviews and thematic reviews across Appointed Representatives and insurance intermediaries.
- Producing compliance MI and reports for senior management and Board committees.
- Maintaining compliance policies, procedures and regulatory documentation.
- Supporting complaints handling, breach reporting, investigations and root-cause analysis.
- Assisting with FCA regulatory developments, Consumer Duty and SM&CR requirements.
- Supporting data protection activities, including Data Subject Access Requests.
- Maintaining training and competence records and supporting compliance training.
- Contributing to the enterprise risk management framework, risk assessments and risk register.
- Tracking remediation actions and helping ensure issues are resolved effectively.
About You
We're keen to speak with individuals who have a solid grounding in compliance and are enthusiastic about developing their career within the insurance market.
Ideally, you will have:
- Around 1-2 years' experience in compliance, risk or regulatory support, preferably within insurance or financial services.
- An understanding of the FCA regulatory framework, including Consumer Duty and SM&CR.
- Strong attention to detail and good written and verbal communication skills.
- Confidence working with data, Excel and compliance reporting.
- A proactive approach, with the ability to manage competing priorities and work collaboratively.
- A desire to learn, take on responsibility and work towards further professional qualifications, such as CII or ICA.
- Exposure to an MGA, Appointed Representative oversight or delegated authority arrangements would be advantageous, but is not essential.
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