Our client, a Global Brokerage, are looking for a Compliance Advisory AVP to join their Compliance team based in London.
Responsibilities below:
- Provide Compliance Advisory services to the business.
- Review/audit/investigation requests from Exchanges and Regulators
- FATCA and CRS Audit and Advisory; ad hoc tax projects
- Research in relation to keeping up to date on financial regulatory developments
- Monitoring and problem solving with regards to MiFIR transaction reporting
Previous experience within Compliance Advisory is preferred.
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